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Securities and Futures Commission
Results: 3470

#	Item
581	Court grants order compelling attendance of SFC investigation interview \| Securities & Futures Commission of Hong Kong Add to Reading List Source URL: webb-site.com Language: English - Date: 2015-03-26 09:52:28
582	Supplemental consultation on the OTC derivatives regime for Hong Kong – proposed scope of new/expanded regulated activities and regulatory oversight of systemically important players July 2012 Add to Reading List Source URL: hksfa.org Language: English - Date: 2013-03-26 22:17:06 Stock market Over-the-counter Derivative Securities and Futures Commission Hong Kong Monetary Authority Futures contract Equity derivative Hong Kong dollar Foreign exchange market Financial economics Investment Finance
583	“Three Tier” Regulatory Structure for Listing Matters Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2009-12-03 02:07:12 Financial economics Securities and Futures Commission Securities regulation in the United States Listing Rules Economy of Asia Hong Kong Exchanges and Clearing Finance
584	The Securities and Futures Commission of Hong Kong, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this announcement, make no represen Add to Reading List Source URL: www.legco.gov.hk Language: Korean - Date: 2014-05-27 02:15:37
585	Appendix VI LegCo Panel on Financial Affairs List of follow-up actions arising from discussions in previous sessions (Position as at 9 October 2006) Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2006-10-09 04:20:04 Financial regulation Short selling Securities and Futures Commission Business Short Hong Kong Exchanges and Clearing Finance Financial economics Financial system
586	Microsoft Word - fa0103cb1-547-12e.doc Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2005-10-19 22:55:08 Hong Kong Exchanges and Clearing Securities and Futures Commission Hong Kong Stock Exchange Hong Kong Futures Exchange Futures exchange Futures contract CCASS Economy of Hong Kong Economy of Asia Financial economics
587	立法會 Legislative Council LC Paper No. CB[removed]Ref : CB1/BC[removed]Paper for the House Committee meeting on 11 June 2004 Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2004-06-17 22:34:00 Finance Hong Kong Monetary Authority Clearing House Automated Transfer System Payment systems Hong Kong dollar Securities and Futures Commission Bill CCASS Clearing Currency Economy of Hong Kong Securities
588	Supplementary Note to Annex 2 to Paper No. CSA01/01 dated 9 November 2001 PART II SECURITIES AND FUTURES COMMISSION Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2005-08-10 06:27:22 Financial economics Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Forward Markets Commission Securities and Futures Commission Futures contract Government
589	立法會 Legislative Council LC Paper No. CB[removed]These minutes have been seen by the Administration) Ref: CB1/BC/18/02 Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2005-07-26 03:26:20 Bill Law Public administration Securities and Futures Commission Government Legislative Council of Hong Kong
590	CB[removed]) HKMA’s response to information requests of Legislative Council Panel on Financial Affairs Follow-up to Special meeting on 23 February 2009 Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2009-04-05 21:33:18 Minibond Hong Kong Monetary Authority Credit-linked note Financial services Structured product Lehman Brothers Securities and Futures Commission Collective investment scheme UBS Financial economics Investment Finance

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